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2021 Graduate Program (12 months), Compliance

The Programme 

We are currently seeking potential and energetic talents to join us. Candidates will be assigned to the below teams according to their expertise and interest. 

What you will do 

  • Interact with compliance surveillance section to control compliance of business units and departments.  
  • Conduct surveillance and enhance internal control to meet regulator’s expectation, to follow up with internal and external auditors’ recommendation and to align the practice with the Group’s standard 
  • Assist to handle the Group’s client onboarding, ongoing due diligence, suitability and selling practice related matters with a few part of other regulatory matters in ordinary course of business 
  • Assist with vetting services on various compliance related documents for the Group 
  • Assist in setting up of Group’s compliance policies and monitoring the Group’s compliance with applicable rules and regulations
  • Perform any other duties as assigned from time to time. 

Required Skills and Abilities 

  • University graduate in Management, Accounting, Finance, or any related disciplines; 
  • Positive attitude, eager to learn and detailed-oriented; 
  • Demonstrate an interest in the regulatory requirement and process control; 
  • Good PC knowledge in MS Words, Excel and PowerPoint; 
  • Good team working and communication & interpersonal skills; 
  • Good Chinese & English typing skills; 
  • Good command of spoken and written English and Chinese, including fluency in Putonghua; 
  • Hong Kong Permanent Resident; 
  • Fresh Graduates are welcome (including 2019 graduates). 
Closed a month ago
Closed a month ago
  • Job type:Graduate Jobs
  • Disciplines:

    Accounting, Banking and Finance, Compliance, Management

  • Citizenships:

  • Locations:

    Hong Kong (Hong

  • Closing Date:21st Aug 2021, 6:00 pm


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