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Graduate Program - Compliance

The Programme 

We are always looking for talented professionals to join us in the path towards success. 

What You Will Do 

  • Interact with compliance surveillance section to control compliance of business units and departments.
  • Conduct surveillance and enhance internal control to meet regulator’s expectation, to follow up with internal and external auditors’ recommendation and to align the practice with the Group’s standard.
  • Assist to handle the Group’s client onboarding, ongoing due diligence, suitability and selling practice related matters with a few part of other regulatory matters in ordinary course of business.
  • Assist with vetting services on various compliance related documents for the Group.
  • Assist in setting up of Group’s compliance policies and monitoring the Group’s compliance with applicable rules and regulations.
  • Perform any other duties as assigned from time to time. 

Required Skills and Abilities

  • University graduate in Management, Accounting, Finance, or any related disciplines.
  • Positive attitude, eager to learn and detailed-oriented.
  • Demonstrate an interest in the regulatory requirement and process control.
  • Good PC knowledge in MS Words, Excel and PowerPoint.
  • Good team working and communication & interpersonal skills.
  • Good Chinese & English typing skills.
  • Good command of spoken and written English and Chinese, including fluency in Putonghua.
  • Hong Kong Permanent Resident.
  • Fresh Graduates are welcome (including 2019 graduates). 
Closed 15 days ago
Closed 15 days ago
  • Job type:Graduate Jobs
  • Disciplines:

    Accounting, Banking and Finance, Management

  • Citizenships:

  • Locations:

    Hong Kong (Hong

  • Closing Date:27th Mar 2021, 6:00 pm


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