Student Trainee - Portfolio Compliance

What You Will Do

We are looking for a summer student helper to join the Portfolio Compliance Investment Services team to assist with the following:

  • Conduct post trade monitoring for accounts managed in Asia Pacific.
  • Conduct manual checking for those restrictions that cannot be coded in Aladdin.
  • Maintain proper documentation of client and internal stakeholders correspondences.
  • Identification of false violation to enhance efficiency of monitoring and liaise with coding team for improvement.
  • Provide regular compliance attestation for Asia Pacific region.
  • Provide assistance in various audit.
  • Assist to maintain breach records.
  • Conduct reconciliation of guidelines and rules coded for rule review project.
  • Support Asia Pacific Portfolio Compliance team on ad hoc request. 

Required Skills and Abilities

  • Students attaining Bachelor’s Degree in Business, Commerce or Finance.
  • Basic understanding on financial markets and instruments.
  • Enjoys working in a team environment and comfortable interacting with all levels.
  • Proficient in MS Office Applications e.g. Word, Excel and PowerPoint, etc.
  • Proficient in both written and spoken English. 
Closed 5 months ago
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Closed 5 months ago
  • Job type:Graduate Jobs
  • Disciplines:
    Banking and Finance, Business and Commerce
  • Citizenships:
  • Locations:
    Hong Kong (Hong
  • Closing Date:7th Jul 2022, 6:00 pm


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