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Summer Intern - Portfolio Compliance, Investment

The Programme

We are looking for a summer student helper to join the Portfolio Compliance Investment Services team to assist with the following:

  • Conduct post trade monitoring for accounts managed in Taiwan and China.
  • Conduct manual checking for those restrictions that cannot be coded in Aladdin.
  • Maintain proper documentation of client and internal stakeholders' correspondences.
  • Identification of false alerts and reach out to coding team for improvement.
  • Prepare compliance certificates and related reports.
  • Provide assistance in various audit.
  • Assist to maintain breach records.
  • Conduct reconciliation of guidelines and rules coded for rule review project.
  • Support Asia Pacific Portfolio Compliance team on ad-hoc request. 

Required Skills and Abilities

  • Students attaining Bachelor’s Degree in Law, Business, Commerce or Finance.
  • Basic understanding on financial markets and instruments.
  • Enjoys working in a team environment and comfortable interacting with all levels.
  • Proficient in MS Office Applications e.g., Word, Excel and PowerPoint etc.
  • Proficient in both written and spoken English.
  • Ability to commit to an 8-week attachment x 5 days full time work.
Closed 3 days ago
Closed 3 days ago
  • Job type:Internships
  • Disciplines:

    Banking and Finance, Business and Commerce,

  • Citizenships:

  • Locations:

    Hong Kong (Hong

  • Closing Date:19th Jun 2021, 6:00 pm


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